FCA publishes results of non-financial misconduct survey
The FCA has published the results of a survey that it carried out to better understand how firms record and manage allegations of
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FCA cracks down on illegal finfluencers
As regular readers know, finfluencers are social media personalities who use their platforms to promote financial products and share...
UK government consults on draft legislation to regulate Buy-Now, Pay-Later arrangements
There has been disquiet about the easy availability of BNPL products for some years. Following a previous consultation, the UK government...
Technology working group publishes report on AI usage in investment management
The Investment Association (IA) has published a report by the technology working Group to HM Treasury's asset management taskforce. The...
FCA reviews payment firms’ implementation of Consumer Duty
The FCA has published the key findings from its review of payments firms’ implementation of the Consumer Duty.
It assessed how...
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